Hiring a Securities Expert or Consultant is an important decision, you have options. If you are a Firm you may need an outside opinion on industry practices or need to outsource certain tasks. If you are an attorney you may need to identify which areas are obligations owed to clients, or you may need an expert to provide an opinion and provide relevant information via testimony. In either case, it helps to have someone with experience who has met those responsibilities and understands the duties of supervisors and registered employees. A Securities Expert can assist with helping you meet your regulatory & SRO obligations, or identifying a fraudulent activity.