Consulting Service that's personalized for you.

7 Country Club Circle, Tequesta, Florida 33469

Securities Expert Florida


My career as a securities expert developed from my experiences as a Compliance Director, SRO Liaison, and later, Expert Witness for Broker/Dealers (B/D) and Registered Investment Advisors (RIA).  Using this insight your unique situation is evaluated. This is where experience with documentation and processes saves valuable time and money in making determinations of fact.  Although many situations seem similar at first, its the nuances that are often important.

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Ms. Genco began her career in 1987 working for a wholy owned affiliate of Chemical Bank located in Rockefeller Plaza.  As a securities expert she has evaluated over 500 cases and testified over 100 times.  Clients have included the SEC, States, broker/dealers, investment advisors, and attorneys.  If, and when needed, she has a group of professional seasoned securities experts for a multifaceted team approach.

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